根据市场反馈信息,经调查确认:刘涛(身份证号422801197902271814)在保荐中华人民共和国境内企业上市过程中存在违规操作行为。
  根据本司关于规范战略合作伙伴工作行为的有关规定(附件),对刘涛同志作出提前(撤销)终止原授权(自2020年6月25日至2021年6月24日止)塔吉克证券有限公司大中华地区战略合作伙伴的授权。即日起,(撤销)终止刘涛同志战略合作伙伴包含的所有工作内容及约定关系。

  塔吉克证券股份有限公司
  发布日期2021年1月1日

  【附件】为了塔吉克证券有限公司健康、良性有序发展,监管、监督各地区战略合作伙伴的工作行为。按照国际惯例、制定有关公约。
  (1)塔吉克亚洲证券有限公司所有签约授权的战略合作伙伴,必须遵守当地宪法、法律、法规、经济秩序。不得以任何形式以塔吉克证券有限公司的名义做非法活动,否则,塔吉克证券有限公司有权终止(撤销)授权(五年不得签约)。
  (2)不准做出违背塔吉克证券股份有限公司意志的形为(敛财、诽谤、诬陷等行为),否则,一经发现确认,塔吉克证券有限公司有权解除合约。
  (3)对于违规操作(违反财务制度),故意夸大保荐收益、恶意弯曲本司之服务精神,造成本司公众印象受损的。塔吉克证券有限公司有权终止(撤销)授权。According to the market feedback, the investigation confirmed that Liu Tao (ID No。 422801197902271814) had committed illegal operations in the process of recommending the listing of enterprises in the peoples Republic of China。
  In accordance with the relevant regulations of the Division on standardizing the work behavior of strategic partners (Annex), comrade Liu Tao made an early (revoked) termination of the original authorization (from June 25, 2020 to June 24, 2021) the authorization of the strategic partner of Tajikistan Securities Co。, Ltd in the Greater China region。 From now on, all the working contents and agreed relationships included in Comrade Liu Taos strategic partnership will be terminated。

  Tajikistan securities co。, Ltd。
  Release date January 1, 2021

  【annex】 for the healthy, healthy and orderly development of Tajikistan Securities Co。, Ltd。, supervise and supervise the work behavior of strategic partners in various regions。 Formulate relevant conventions in accordance with international practice。
  (1) all strategic partners authorized by Tajikistan Asia Securities Co。, Ltd。 must abide by the local constitution, laws, regulations and economic order。 Illegal activities may not be carried out in any form in the name of Tajik Securities Co。, Ltd。, otherwise, Tajik Securities Co。, Ltd。 has the right to terminate (revoke) its authorization (no contract can be signed for five years)。
  (2) it is forbidden to commit acts (profiteering, slander, false accusation, etc。) that go against the will of Tajikistan Securities Co。, Ltd。, otherwise, Tajikistan Securities Co。, Ltd。 has the right to terminate the contract once it is found and confirmed。
  (3) deliberately exaggerating the revenue of the sponsor and maliciously bending the service spirit of the company for illegal operations (violating the financial system), thus causing damage to the public impression of the company。 Tajikistan Securities Co。, Ltd。 reserves the right to terminate (revoke) the authorization。